Rate & Form Filing Instructions
General Statement: The Utah Statutory provisions for filing insurance policy forms, rates, and rating plans vary by type and line of insurance. Refer to the “Filing Procedure Instructions” section included in the appropriate rules and bulletins listed below.
Filing Electronically: Effective July 1, 2007, the Utah Insurance Department will only accept electronic filings. All filers, except those specifically exempted in Bulletin 2007-3, must file using SERFF.
Filing Submission Rules:
- R590-226: Submission of Life Insurance Filings
- R590-227: Submission of Annuity Filings
The Interstate Insurance Compact (“Compact”): An important modernization initiative that benefits state insurance regulators, consumers, and the insurance industry. The Compact established a multi-state public entity, the Interstate Insurance Product Regulation Commission (IIPRC) which serves as an instrumentality of the Member States. The IIPRC serves as a central point of electronic filing for certain insurance products, including life insurance, annuities, disability income and long-term care insurance to develop uniform product standards, affording a high level of protection to purchasers of asset protection insurance products. We encourage insurance companies to submit filings through the Interstate Compact.